Latest SEBI circulars and orders for research analysts and investment advisers
SEBI's newest circulars, orders and press releases, read from SEBI's own feed every hour, with the items that touch research analysts, investment advisers and unregistered advice listed first.
For research analysts and investment advisers
Nothing in SEBI's latest 30 releases names research analysts, investment advisers or unregistered advice.
Everything else SEBI published
- 06 Nov, 2026Commencement of SEBI (Settlement of Administrative and Civil Proceedings) Regulations, 2026
- 06 Nov, 2026SEBI order for compliance - Release Order dated November 06, 2026 issued under RC No. 9267 of 2026 drawn against S S TRADERS (Prop. Mr. Marvadi Parsotambhai) in the matter of Trading activity in the scrip of ANI Integrated Services Limited
- 06 Nov, 2026SEBI order for compliance - Release Order dated November 06, 2026 issued under RC No. 9229 of 2026 drawn against Rakeshbhai K Pandya in the matter of Trading activity in the scrip of ANI Integrated Services Limited
- 06 Nov, 2026SEBI order for compliance - Release Order dated November 06, 2026 issued under RC No. 9230 of 2026 drawn against Sonalben Amitbhai Khalas in the matter of Trading activity in the scrip of ANI Integrated Services Limited
- 06 Nov, 2026Cancellation of Recovery Certificate No. 9267of 2026 dated 29.07.2026 issued against S S TRADERS (Prop. Mr. Marvadi Parsotambhai) in the matter of Trading activity in the scrip of ANI Integrated Services Limited
- 06 Nov, 2026Cancellation of Recovery Certificate No. 9230 of 2026 dated 29.07.2026 issued against Sonalben Amitbhai Khalas in the matter of Trading activity in the scrip of ANI Integrated Services Limited.
- 06 Nov, 2026Cancellation of Recovery Certificate No. 9229 of 2026 dated 29.07.2026 issued against Rakeshbhai K Pandya in the matter of Trading activity in the scrip of ANI Integrated Services Limited
- 06 Nov, 2026SEBI Order for Compliance - Release Order for Recovery Certificate No. 9227 of 2026 against Lataben Narotambhai Rangi (PAN: AYRPR7467F) in the matter of trading activity in the scrip of ANI Integrated Services Limited.
- 06 Nov, 2026Adjudication Order in the matter of trading activities of certain client of Inventure growth and Securities Limited suspected to be Front Running to the trades of Axis Mutual Fund
- 06 Nov, 2026Appeal No. 7145 of 2026 filed by Vikram Aggarwal
- 06 Nov, 2026Appeal No. 7144 of 2026 filed by Dhanni Devi Panwar
- 06 Nov, 2026Appeal No. 7143 of 2026 filed by Ashok kumar Saini
- 06 Nov, 2026Appeal No. 7141 of 2026 filed by Yogesh Hagavane
- 06 Nov, 2026Prohibitory Order No.1580/2026 issued against K S Chakravarthi in the matter of Ranklin Solutions Ltd. under Recovery Certificate No. 2826 of 2020 and 2827 of 2020
- 06 Nov, 2026Notice of Demand dated November 06, 2026, against First Overseas Capital Limited (AAACL4737A) in the matter of Veerkrupa Jewellers Limited under RC No. 9322 of 2026
- 06 Nov, 2026Notice of Demand dated November 06, 2026, against Natasha Sinha (AAUPS3146B) in the matter of Mideast Integrated Steel Limited (MISL) under RC No. 9321 of 2026
- 06 Nov, 2026Notice of Demand dated November 06, 2026 against Satyen Bhupendra Dalal (PAN: AACPD0426F) in the matter of Veerkrupa Jewellers Limited under RC No. 9320 of 2026
- 06 Nov, 2026Notice of Demand dated November 06, 2026 issued under RC No. 9319 of 2026 drawn against Investowryght Research Analytics Private Limited in the matter of Investowryght Research Analytics Private Limited
- 06 Nov, 2026Release Order for Recovery Certificate No. 7694 of 2026 against Sathish Kumar N (PAN – DUWPS2496M) in the matter of Arvind Remedies Limited
- 06 Nov, 2026Completion of Recovery Certificate No. 7694 of 2024 dated November 06, 2026 issued to Sathish Kumar N in the matter of Arvind Remedies Ltd.
- 06 Nov, 2026Appeal No. 7142 of 2026 filed by Yatendra Sharma
- 06 Nov, 2026Appeal No. 7140 of 2026 filed by Vikram Aggarwal
- 06 Nov, 2026Appeal No. 7139 of 2026 filed by Sundaresan Viswanathan
- 06 Nov, 2026Appeal No. 7138 of 2026 filed by Vikram Aggarwal
- 06 Nov, 2026Appeal No. 7137 of 2026 filed by Rahul Bagrecha
- 06 Nov, 2026Appeal No. 7136 of 2026 filed by Mukesh Rajendra Parikh
- 06 Nov, 2026Appeal No. 7135 of 2026 filed by Vikram Aggarwal
- 06 Nov, 2026Appeal No. 7134 of 2026 filed by Mukesh Rajendra Parikh
- 06 Nov, 2026Appeal No. 7133 of 2026 filed by Suresh Kumar
- 06 Nov, 2026Appeal No. 7132 of 2026 filed by Priyank Singh
What a new circular means for you
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BuildWright Consultants provides documentation, application-drafting, and compliance facilitation for SEBI Investment Adviser and Research Analyst registration. This is not legal advice and does not replace a qualified professional. We are not SEBI and do not guarantee registration outcomes. Eligibility, deposit, fee, and timeline requirements are as prescribed by SEBI from time to time. Every figure we publish names the SEBI document it came from and the date it was read, and we re-confirm it against the current circular during scoping.