SEBI adviser compliance calendar

Enter your SEBI registration date. You get your five-year fee date, this year's audit and report dates, and the rules you follow all year, with a calendar file to download.

Who this is for: Investment advisers and research analysts already registered with SEBI, whether individual, firm, LLP or company.
What the free answer tells you: Every SEBI date in your year with days left, and for an individual investment adviser, whether you have crossed the 300-client or ₹3 crore line.

See an example, the time it takes and what comes after

Example: A company registered as a research analyst on 10 January 2024 reaches the end of its five-year block on 10 January 2029, and ₹5,000 is the fee for the next one. Its audit is due by 30 September and any adverse findings by 31 October.
What you can get after: The annual compliance audit pack for your auditor and the SCORES complaint reply, both ready on this page.
How long it takes: About a minute. Taps, a date and up to two numbers.
What happens next: Download all the dates to your calendar. Nothing you enter is stored.

You are registered with SEBI as

Who holds the registration?

Date of SEBI registrationIt is on your registration certificate.

BuildWright does documentation, filing and compliance facilitation. This tool works from the rules cited on this page and does not give legal advice. We prepare the documentation for IAASB or RAASB and SEBI. Fee limit calculator.

Annual audit coming up? We prepare the audit pack and your filing papers.

Questions

When is the half-yearly report to BSE due for a research analyst or investment adviser?

Within 30 days of each half-year end: by 30 October for April to September and by 30 April for October to March. It goes to RAASB for research analysts and IAASB for investment advisers.

When is the annual compliance audit due?

Within six months of the financial year end, so 30 September for a 31 March year end. The report goes to BSE and SEBI within one month of the audit report date, and adverse findings with the action taken not later than 31 October.

By when do complaint figures go on the website?

By the 7th of every month, for the month before. Investment advisers show them on the homepage without scrolling. Each complaint has to be resolved within 21 calendar days.

Does the social media rule cover WhatsApp and Telegram groups?

Yes. Since 1 May 2026 your SEBI-registered name and registration number go on the home page of every handle and at the start of every post or video about the securities market, closed groups included.

When does the deposit have to be revised?

By 30 April each year, to match the most clients you had on any day of the year just ended: Rs 1 lakh up to 150 clients, Rs 2 lakh up to 300, Rs 5 lakh up to 1,000 and Rs 10 lakh above that.